George B. Brewster
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Burton Brewster was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1984. George had worked at 5 firms and has passed the Series 66, Series 7, Series 22 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 2017 - February 12, 2018
ASHFIELD CAPITAL PARTNERS
August 6, 2013 - December 23, 2016
LTS CAPITAL ADVISORS
September 25, 2009 - July 31, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 25, 2009 - July 31, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 13, 2007 - October 6, 2009
UBS FINANCIAL SERVICES INC.
June 8, 2007 - October 6, 2009
UBS FINANCIAL SERVICES INC.
April 11, 1984 - April 14, 1987
BSF EQUITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
ASHFIELD CAPITAL PARTNERS
CRD#: 142580 / SEC#: 801-67426
Contact information
Red Flags
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