John C. Katovich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Charles Katovich was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2013. John had worked at 3 firms and has passed the Series 63, SIE, Series 62 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 25, 2018 - October 22, 2020
BEQUIA SECURITIES, LLC
April 21, 2015 - December 31, 2016
BROKERBANK SECURITIES, INC.
March 25, 2013 - November 21, 2014
MISSION CAPITAL LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 3/22/2013
Corporate Securities Limited Representative ExaminationCurrent Firm
BEQUIA SECURITIES, LLC
CRD#: 285783 / SEC#: , 8-69860
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BEQUIA CAPITAL, LLC | MEMBER | |
| DORFMAN, ESTEE CARLA | FINOP, CFO | 2696529 |
| SLACHTA, LARA ANN | CEO, CCO, EXEC REP. |
Red Flags
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