Steven Noah Tumen
Professional Summary
Steven Noah Tumen is a registered financial advisor currently at GEMINI CAPITAL L.L.C. located in Chicago, Illinois. Steven is registered as a RR (Registered Representative) and started their career in finance in 1997. Steven has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14, Series 27 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
GEMINI CAPITAL L.L.C.
Contact Information
Main Address
2057-a Green Bay Road #526, Highland Park, IL 60035Mailing Address
2057-a Green Bay Road #526, Highland Park, IL 60035Phone Number
+1 (312) 692-5090Established
Illinois since 04/06/1998Firm Type
Limited Liability CompanyFiscal Year End
MarchFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/30/1998)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Steven Noah Tumen's CRS (Customer Relationship Summary).
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