Donna L. Schulze
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donna Lynn Schulze, who also goes by Donna Lynn Shotwell Schulze, Donna Lynne Shotwell, was a registered financial professional .
Donna is a previously registered financial professional and started their career in finance in 1989. Donna had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 20, 2011 - September 27, 2016
MIDDLEBURY SECURITIES LLC
October 20, 2010 - January 4, 2011
NEW ENGLAND SECURITIES
January 20, 2010 - July 23, 2010
ATLANTIC COAST SECURITIES CORPORATION
July 21, 2006 - September 14, 2006
GVC CAPITAL LLC
February 15, 2002 - January 14, 2010
MCKIM CAPITAL, INC.
February 5, 2001 - August 26, 2002
G.T. JEFFERS & COMPANY, LLC
October 14, 1994 - August 30, 2000
AMERICAN FRONTEER FINANCIAL CORPORATION
August 5, 1994 - August 16, 1994
L.C. WEGARD & CO., INC.
November 2, 1989 - September 30, 1994
HIBBARD BROWN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MIDDLEBURY SECURITIES LLC
CRD#: 122602 / SEC#: , 8-65520
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
