Lori S. Barker
Professional summary
Lori Sue Barker, who also goes by Lori S Busby, Lori Sue Busby, is a registered financial advisor currently at BEST INVEST located in San Antonio, Texas.
Lori is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Lori has worked at 3 firms and has passed the Series 65, Series 63, Series 55, Series 7, Series 28, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Lori Sue Barker's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 28, 2019 - Present
BEST INVEST
Office #1: 16118 Via Shavano Suite 100, San Antonio, TX 78249January 1, 1991 - February 10, 2009
KERCHEVILLE & COMPANY, INC.
June 28, 1990 - December 5, 1990
AMERICAN GENERAL SECURITIES INCORPORATED
June 25, 1986 - May 1, 1990
KERCHEVILLE & COMPANY, INC.
Primary Firm SEC Registration
BEST INVEST
CRD#: 297599 / SEC#: 801-113562
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/28/2019)
Exams
Series 55
Date: 2/16/2000
Limited Representative-Equity Trader ExamSeries 28
Date: 7/10/1991
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
BEST INVEST
CRD#: 297599 / SEC#: 801-113562
Contact information
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,613 |
| AUM (Assets Under Management) | $ 247,552,209 |
Red Flags
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