Victor T. Gainor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Victor Thomas Gainor, who also goes by VIctor Thomas Gainor III, was a registered financial professional .
Victor is a previously registered financial professional and started their career in finance in 1985. Victor had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 2018 - March 30, 2020
CAPITAL FORMATION GROUP, INC.
February 27, 2018 - February 21, 2020
VALMARK SECURITIES, INC.
April 20, 2016 - March 2, 2018
ON INVESTMENT MANAGEMENT CO
March 28, 2016 - March 2, 2018
THE O.N. EQUITY SALES COMPANY
February 26, 1996 - October 16, 2003
TEACHERS PERSONAL INVESTORS SERVICES, INC.
January 22, 1988 - December 31, 1995
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
July 16, 1986 - July 15, 1987
MML INVESTORS SERVICES, LLC
December 17, 1985 - May 19, 1986
BROOKS WEINGER ROBBINS & LEEDS INC.
State Registrations and Notice Filings
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Exams
Current Firm
CAPITAL FORMATION GROUP, INC.
CRD#: 110958 / SEC#: 801-24315
Contact information
Red Flags
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