Philip I. Lewis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philip Irwin Lewis was a registered financial professional .
Philip is a previously registered financial professional and started their career in finance in 1986. Philip had worked at 5 firms and has passed the Series 63, Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 2001 - February 25, 2002
ANGEL INVESTMENTS LLC
December 8, 1998 - August 24, 1999
COASTAL SECURITIES, INC.
March 29, 1990 - February 8, 1993
MMAR GROUP, INC.
March 8, 1989 - October 4, 1989
FIRST TECHNOLOGY SECURITIES, INC.
May 22, 1986 - June 13, 1986
UMIC, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ANGEL INVESTMENTS LLC
CRD#: 43863 / SEC#: , 8-50448
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GORDON, STEVEN CHARLES MR. | SOLE SHARHOLDER/PRESIDENT | 840677 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
