Barbara A. Garrow
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barbara Ann Hammond Garrow, who also goes by Barbara Ann Garrow, was a registered financial professional .
Barbara is a previously registered financial professional and started their career in finance in 1984. Barbara had worked at 3 firms and has passed the Series 65, Series 63, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 6, 2010 - May 25, 2022
SS&H FINANCIAL ADVISORS, INC.
February 2, 1984 - December 13, 1985
AMERIPRISE FINANCIAL SERVICES, LLC
February 2, 1984 - December 17, 1985
AMERICAN EXPRESS FINANCIAL CORPORATION
Primary Firm SEC Registration
SS&H FINANCIAL ADVISORS, INC.
CRD#: 112256 / SEC#: 801-17015
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SS&H FINANCIAL ADVISORS, INC.
CRD#: 112256 / SEC#: 801-17015
Contact information
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 249 |
| AUM (Assets Under Management) | $ 347,253,920 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
