John F. Eby
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Francis Eby JR, who also goes by John Francis Eby Jr., John Francis Eby, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1984. John had worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 2011 - December 31, 2014
PORTSMOUTH FINANCIAL SERVICES
February 17, 2009 - December 3, 2009
QUESTAR CAPITAL CORPORATION
February 9, 2009 - December 3, 2009
QUESTAR ASSET MANAGEMENT, INC.
April 24, 2006 - February 6, 2009
GREENBOOK INVESTMENT MANAGEMENT, INC.
March 22, 2006 - February 13, 2007
GREENBOOK SECURITIES, INC.
June 20, 2001 - October 2, 2001
ROBERT VAN SECURITIES, INC.
September 29, 1995 - May 24, 2001
PACIFIC GENESIS GROUP, INC.
December 12, 1985 - September 29, 1995
FIRST CALIFORNIA CAPITAL MARKETS GROUP, INC.
July 26, 1984 - November 12, 1985
MUNICICORP OF CALIFORNIA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PORTSMOUTH FINANCIAL SERVICES
CRD#: 13980 / SEC#: , 8-30097
Contact information
FINRA licenses (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 31 |
| AUM (Assets Under Management) | $ 3,671,748 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
