Edward J. Tucker

JOSEPH GRACE

New York, NY 10005

Some features on this profile are disabled

CRD#: 1234430

Professional summary

Edward Joseph Tucker JR, who also goes by Edward Joseph Jr Tucker, is a registered financial advisor currently at JOSEPH GRACE located in New York, New York.

Edward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Edward has worked at 22 firms and has passed the Series 65, Series 63, Series 79TO, Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 4, Series 24 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Edward Joseph Jr Tucker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

EDWARD J. TUCKER, JR. IS A MANAGING MEMBER OF WHITE LINE ASSOCIATES, LLC. WHITE LINE ASSOCIATES LLC, LOCATED IN RUTHERFORD, NEW JERSEY, IS ENGAGED IN GENERAL BUSINESS ACTIVITES INCLUDING BUT NOT LIMITED TO REAL ESTATE AND INVESTMENTS. MR. TUCKER DEVOTES 10 HOURS A MONTH TO THIS BUSINESSS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Joseph Tucker JR's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Edward Joseph Tucker JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 19, 2006 - Present

JOSEPH GRACE

Office #1: 48 Wall Street 11 Th Floor, New York, NY 10005

RIA

CRD#: 103580

New York, NY

Current

May 19, 2000 - Present

JOSEPH GRACE

Office #1: 48 Wall Street 11 Th Floor, New York, NY 10005

RIA

CRD#: 103580

New York, NY

Past

April 6, 2005 - January 29, 2010

JANE STREET TRADING, LLC

CRD#: 103790

NEW YORK, NY

Past

April 6, 2005 - January 29, 2010

JANE STREET SPECIALISTS, LLC

CRD#: 118232

NEW YORK, NY

Past

March 28, 2005 - January 4, 2012

JANE STREET CAPITAL, LLC

CRD#: 103782

NEW YORK, NY

Past

April 8, 2003 - January 4, 2012

JANE STREET MARKETS, LLC

CRD#: 104485

NEW YORK, NY

Past

October 16, 2002 - February 6, 2003

SCOTIA INTERNATIONAL, INC.

CRD#: 23491

NEW YORK, NY

Past

December 3, 2001 - March 28, 2002

ALDER CREEK CAPITAL, LLC

CRD#: 113819

MILL VALLEY, CA

Past

October 16, 1998 - March 24, 2000

CELADON FINANCIAL GROUP LLC

CRD#: 36538

MORRISTOWN, NJ

Past

June 29, 1998 - September 16, 1998

SORT SECURITIES, LLC.

CRD#: 44326

NEW YORK, NY

Past

February 9, 1998 - June 3, 1998

INTERACCIONES GLOBAL INC.

CRD#: 30289

NEW YORK, NY

Past

April 24, 1997 - July 6, 1998

LANDMARK SECURITIES CORPORATION

CRD#: 39506

HOUSTON, TX

Past

January 10, 1997 - May 27, 1997

GROSSMAN & CO., LLC.

CRD#: 10222

DIX HILLS, NY

Past

December 24, 1996 - January 15, 1997

PENSON FINANCIAL SERVICES, INC.

CRD#: 25866

DALLAS, TX

Past

August 3, 1995 - January 15, 1997

PORTIGON SECURITIES INC.

CRD#: 10050

NEW YORK, NY

Past

July 27, 1994 - August 18, 1995

INTERACCIONES GLOBAL INC.

CRD#: 30289

NEW YORK, NY

Past

May 26, 1994 - June 28, 1994

CONSTELLATION EQUITIES L.P.

CRD#: 31775

NEW YORK, NY

Past

May 26, 1994 - July 25, 1994

CONSTELLATION CONVERTIBLES LIMITED

CRD#: 35621

HAMILTON HM11,

Past

May 23, 1994 - July 25, 1994

CONSTELLATION CONVERTIBLES L.P.

CRD#: 29328

NEW YORK, NY

Past

May 2, 1989 - June 23, 1992

ROMAN TRADING PARTNERS, L.P.

CRD#: 24167

NEW YORK, NY

Past

February 3, 1989 - June 30, 1994

NEW WINDSOR ASSOCIATES, L.P.

CRD#: 22977

NEW YORK, NY

Past

January 19, 1989 - May 2, 1989

ROMAN TRADING CORP.

CRD#: 18096

Past

March 23, 1988 - January 30, 1989

MANKO COMPANY

CRD#: 15299

Past

April 3, 1987 - February 6, 1988

MERRILL LYNCH PROFESSIONAL CLEARING CORP.

CRD#: 16139

Past

November 18, 1986 - March 17, 1987

MANKO COMPANY

CRD#: 15299

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(8/15/2001)

New Jersey
(9/26/2000)

IAR

New Jersey
(4/19/2006)

New York
(5/19/2000)

North Carolina
(11/12/2024)

Virginia
(8/14/2001)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/17/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/24/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 4/28/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 11/15/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 5/25/1990

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 3/7/1989

General Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 10/4/1988

Financial and Operations Principal Examination

SRO Registrations

FINRA

Current Firm

JOSEPH GRACE

JOSEPH & GRACE HOLDINGS, INC. | JOSEPH GRACE HOLDINGS, INC. | JOSEPH GRACE

CRD#: 103580 / SEC#: , 8-52203

New Jersey

Registered Investment Advisory firm - SEC (8/14/2003 Approved)

New York

Registered Investment Advisory firm - SEC (5/27/2005 Approved)

Pennsylvania

Registered Investment Advisory firm - SEC (8/31/2006 Approved)

Broker-Dealer Firm Regulated by FINRA (New York district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

48 Wall Street 11th Fl. 11th Flr, New York, NY, 10005

Mailing Address

48 Wall Street 11th Fl., New York, NY, 10005

Phone number

(212) 461-2280

Established

Delaware since 03/26/1999

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (35 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
BASILOTTA, SILVIA GRACIELA	SENIOR MANAGING DIRECTOR - CCO OF BROKER DEALER - CFO OF BROKER DEALER	1201948
TUCKER, EDWARD JOSEPH JR	SENIOR MANAGING DIRECTOR - CCO - SROP - CROP	1234430

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Edward J. Tucker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Joseph Tucker JR's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Edward Joseph Tucker JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

JOSEPH GRACE

JANE STREET TRADING, LLC

JANE STREET SPECIALISTS, LLC

JANE STREET CAPITAL, LLC

JANE STREET MARKETS, LLC

SCOTIA INTERNATIONAL, INC.

ALDER CREEK CAPITAL, LLC

CELADON FINANCIAL GROUP LLC

SORT SECURITIES, LLC.

INTERACCIONES GLOBAL INC.

LANDMARK SECURITIES CORPORATION

GROSSMAN & CO., LLC.

PENSON FINANCIAL SERVICES, INC.

PORTIGON SECURITIES INC.

INTERACCIONES GLOBAL INC.

CONSTELLATION EQUITIES L.P.

CONSTELLATION CONVERTIBLES LIMITED

CONSTELLATION CONVERTIBLES L.P.

ROMAN TRADING PARTNERS, L.P.

NEW WINDSOR ASSOCIATES, L.P.

ROMAN TRADING CORP.

MANKO COMPANY

MERRILL LYNCH PROFESSIONAL CLEARING CORP.

MANKO COMPANY

State Registrations and Notice Filings

Exams

Series 65

Date: 12/17/2004

Series 63

Date: 2/24/1987

Series 79TO

Date: 1/2/2023

Series 57TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 4/28/2000

Series 7

Date: 11/15/1986

Series 4

Date: 5/25/1990

Series 24

Date: 3/7/1989

Series 27

Date: 10/4/1988

FINRA

Current Firm

JOSEPH GRACE

Contact information

FINRA licenses (35 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

JOSEPH GRACE

TRUST BUT VERIFY

Contact information

Similar Advisors