Allen S. Wagner

WAGNER WEALTH MANAGEMENT,

CONYNGHAM, PA 18219

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CRD#: 1234103

Professional summary

Allen Scott Wagner, who also goes by Allen S Wagner, is a registered financial advisor currently at WAGNER WEALTH MANAGEMENT, CORP. located in Conyngham, Pennsylvania.

Allen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Allen has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Allen S Wagner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Fixed Insurance. Investment Related. At Registered Location. Independent Insurance Agency. Agent. 9/2023. 5 hrs/month all during trading hrs. Provide insurance advice based on the needs of clients.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Allen Scott Wagner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 12, 2023 - Present

WAGNER WEALTH MANAGEMENT, CORP.

Office #1: 314 S. Main St., Suite A, Conyngham, PA 18219

RIA

CRD#: 324196

CONYNGHAM, PA

Past

October 6, 2023 - June 18, 2024

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Sugarloaf, PA

Past

January 8, 2010 - October 19, 2023

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

SUGARLOAF, PA

Past

January 8, 2010 - October 19, 2023

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

SUGARLOAF, PA

Past

June 29, 2006 - January 14, 2010

JANNEY MONTGOMERY SCOTT LLC

RIA

CRD#: 463

HAZLETON, PA

Past

September 10, 1993 - January 14, 2010

JANNEY MONTGOMERY SCOTT LLC

CRD#: 463

HAZLETON, PA

Past

August 19, 1993 - September 9, 1993

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

August 19, 1993 - September 9, 1993

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

February 27, 1984 - September 25, 1984

ATLANTIC SECURITIES, INC.

CRD#: 1128

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WAGNER WEALTH MANAGEMENT, CORP.

CRD#: 324196 / SEC#: 801-130926

RIA

Registered Investment Advisory firm - (8/16/2024 Approved)

Florida

Registered Investment Advisory firm - (8/20/2024 Terminated)

New Jersey

Registered Investment Advisory firm - (9/3/2024 Terminated)

Pennsylvania

Registered Investment Advisory firm - (8/20/2024 Terminated)

Texas

Registered Investment Advisory firm - (8/20/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(10/3/2023)

IAR

Texas
(9/12/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/18/2011

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/30/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/18/1993

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/24/1984

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/19/2010

General Securities Principal Examination

Current Firm

WAGNER WEALTH MANAGEMENT, CORP.

CRD#: 324196 / SEC#: 801-130926

RIA

Registered Investment Advisory firm - (8/16/2024 Approved)

Florida

Registered Investment Advisory firm - (8/20/2024 Terminated)

New Jersey

Registered Investment Advisory firm - (9/3/2024 Terminated)

Pennsylvania

Registered Investment Advisory firm - (8/20/2024 Terminated)

Texas

Registered Investment Advisory firm - (8/20/2024 Terminated)

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Contact information

Main Address

314 S. Main St., Suite A, Conyngham, PA 18219

Mailing Address

Phone number

(570) 987-6244

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WAGNER WEALTH MANAGEMENT, CORP. ADV BROCHURE (3/6/2025)

Regulatory assets under management

Total Number of Accounts	727
AUM (Assets Under Management)	$ 104,668,634

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Allen S. Wagner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Allen Scott Wagner's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

JANNEY MONTGOMERY SCOTT LLC

JANNEY MONTGOMERY SCOTT LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

ATLANTIC SECURITIES, INC.

Primary Firm SEC Registration

WAGNER WEALTH MANAGEMENT, CORP.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/18/2011

Series 63

Date: 8/30/1993

SIE

Date: 10/1/2018

Series 7

Date: 8/18/1993

Series 6

Date: 2/24/1984

Series 24

Date: 4/19/2010

Current Firm

WAGNER WEALTH MANAGEMENT, CORP.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WAGNER WEALTH MANAGEMENT, CORP.

TRUST BUT VERIFY

Contact information

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