Richard J. Marasco
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard James Marasco was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1984. Richard had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 11, 2019 - November 9, 2022
THE LEADERS GROUP, INC.
April 8, 2015 - August 9, 2019
ALLIANZ LIFE FINANCIAL SERVICES, LLC
May 12, 2009 - April 1, 2015
QUESTAR ASSET MANAGEMENT, INC.
April 7, 2008 - April 1, 2015
QUESTAR CAPITAL CORPORATION
December 4, 2001 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
December 4, 2001 - August 15, 2007
MSI FINANCIAL SERVICES, INC.
February 3, 1984 - June 19, 2001
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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