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Rafael Pinchas

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CRD#: 1233899
RP

Professional summary

Rafael Pinchas was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Rafael is a previously registered financial professional and started their career in finance in 1984. Prior to being barred, Rafael had worked at 4 firms, which includes MEYERS POLLOCK ROBBINS INC., FIRST ASSET MANAGEMENT INC., PRUDENTIAL EQUITY GROUP LLC, UBS FINANCIAL SERVICES INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Raphael Pinchas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 13, 1992 - June 11, 1997

MEYERS POLLOCK ROBBINS, INC.

BD
CRD#: 13436
NEW YORK, NY
Past

July 6, 1990 - August 18, 1992

FIRST ASSET MANAGEMENT, INC.

BD
CRD#: 17341
GARDEN CITY, NY
Past

June 7, 1989 - June 8, 1990

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

May 8, 1984 - May 8, 1989

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 6/6/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 3/17/1984
General Securities Representative Examination

Current Firm

MP
MEYERS POLLOCK ROBBINS, INC.
MEYERS POLLOCK ROBBINS, INC.

CRD#: 13436 / SEC#: , 8-11797

BD
Cancelled by SEC on 06/20/2001
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Contact information

Main Address
Mailing Address
Phone number
Established
New York since 11/27/1963
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MEYERS POLLOCK ROBBINS, INC.

CRD#: 13436

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