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Steven Victor Chantler

CRD# 1233798·Registered 1984 - 2010
Previously Registered: Being a previously registered professional could mean that Steven is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Steven Victor Chantler was a registered financial advisor. Steven was a previously registered financial professional and started their career in finance 1984 - 2010. Steven had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

AFFINITY WEALTH MANAGEMENT LLC·CRD# 105840
RIA
Wilmington, DE
January 18, 2005 - July 30, 2010
CENTAURUS FINANCIAL, INC.·CRD# 30833
RIA
Wilmington, DE
December 3, 2004 - December 31, 2021
CENTAURUS FINANCIAL, INC.·CRD# 30833
BD
Wilmington, DE
December 20, 2001 - December 31, 2021
LPL FINANCIAL LLC·CRD# 6413
BD
Fort Mill, SC
October 13, 1997 - December 18, 2001
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
November 6, 1985 - October 9, 1997
PW SECURITIES, INC.·CRD# 6775
BD
January 22, 1985 - November 14, 1985
CADARET, GRANT & CO., INC.·CRD# 10641
BD
May 16, 1984 - November 19, 1984

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Current Firm

AW
AFFINITY WEALTH MANAGEMENT LLC

AFFINITY WEALTH MANAGEMENT LLC | COMPU VAL INVESTMENTS INC | AFFINITY WEALTH MANAGEMENT, INC.

CRD#: 105840 / SEC#: 801-20503

Contact Information

Main Address

1702 Lovering Avenue, Wilmington, DE 19806

Documents

Latest Form ADV

Part 2 Brochures

AFFINITY WEALTH MANAGEMENT, INC. (9/18/2017)

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 2004About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1984About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 1985About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed May 1984About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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