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WM

William H. Money

LOOP CAPITAL MARKETS LLC
Salt Lake City, UT 84101
Some features on this profile are disabled
CRD#: 1233797
WM

Professional summary

William Hilton Money III, who also goes by Bill Money, William H Money, is a registered financial professional currently at LOOP CAPITAL MARKETS LLC located in Salt Lake City, Utah.

William is registered as a RR (Registered Representative) and started their career in finance in 1984. William has worked at 12 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 10, Series 9 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Bill Money | William H Money

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William Hilton Money III's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 22, 2024 - Present

LOOP CAPITAL MARKETS LLC

Office #1: 222 S Main Street 5th Floor, Salt Lake City, UT 84101
RIA
BD
CRD#: 43098
Salt Lake City, UT
Past

April 2, 2020 - May 28, 2024

INSPEREX LLC

BD
CRD#: 101420
DELRAY BEACH, FL
Past

August 14, 2018 - April 3, 2020

BREAN CAPITAL, LLC

BD
CRD#: 23723
Cotton Heights, UT
Past

August 2, 2013 - August 21, 2018

INSPEREX LLC

BD
CRD#: 101420
SALT LAKE CITY, UT
Past

October 25, 2012 - August 7, 2013

SANTANDER US CAPITAL MARKETS LLC

BD
CRD#: 150696
SALT LAKE CITY, UT
Past

January 14, 2011 - March 4, 2013

PIERPONT CAPITAL ADVISORS LLC

BD
CRD#: 108424
SALT LAKE CITY, UT
Past

December 17, 2003 - January 14, 2011

BOK FINANCIAL SECURITIES, INC.

BD
CRD#: 17530
SANDY, UT
Past

July 6, 2000 - December 19, 2003

ADVEST, INC.

BD
CRD#: 10
HARTFORD, CT
Past

June 7, 1996 - June 29, 2000

ZIONS DIRECT, INC.

BD
CRD#: 17776
SALT LAKE CITY, UT
Past

August 25, 1992 - April 3, 1996

HOPPER SOLIDAY & CO., INC.

BD
CRD#: 20838
LANCASTER, PA
Past

March 26, 1992 - May 4, 1992

AMERIPRISE ADVISOR SERVICES, INC.

BD
CRD#: 5979
DETROIT, MI
Past

October 10, 1988 - September 11, 1991

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

January 25, 1984 - October 26, 1988

JANNEY MONTGOMERY SCOTT LLC

BD
CRD#: 463
PHILADELPHIA, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Utah
(5/22/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 10/24/1985
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/21/1984
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 4/11/2001
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 12/20/2000
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/4/2000
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

LC
LOOP CAPITAL MARKETS LLC
LOOP CAPITAL MARKETS L.L.C. | LOOP CAPITAL MARKETS LLC

CRD#: 43098 / SEC#: , 8-50140

Illinois
Registered Investment Advisory firm - SEC (4/4/2012 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
425 S. Financial Place Ste 2700, Chicago, IL 60605
Mailing Address
425 S. Financial Place Ste 2700, Chicago, IL 60605
Phone number
(312) 913-4900
Established
Delaware since 06/01/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
250

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
LOOP CAPITAL, LLCOWNER
BERKELEY, STEPHEN SIDNEYREGULATORY COUNSEL AND CCO5616433
LUPKIN, IRA ADAMCHIEF FINANCIAL OFFICER4463446
REYNOLDS, JAMES JR.CHIEF EXECUTIVE OFFICER1162337
SULLIVAN, ANTHONYCHIEF OPERATING OFFICER5995264

Disclosures

Regulatory Event8

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LOOP CAPITAL MARKETS LLC

CRD#: 43098Salt Lake City, UT 84101

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