Donald W. Sprague
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald William Sprague was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1984. Donald had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 2016 - December 31, 2020
MARK CAPITAL MANAGEMENT INC
November 27, 2006 - December 31, 2015
MARK CAPITAL MANAGEMENT INC
January 29, 2001 - December 31, 2006
SMITH & SPRAGUE
September 24, 1993 - September 16, 1998
CHARLES SCHWAB & CO., INC.
January 9, 1992 - August 26, 1993
PRUDENTIAL EQUITY GROUP, LLC
January 30, 1984 - August 9, 1985
SUTRO & CO. INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 8
Date: 4/2/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
MARK CAPITAL MANAGEMENT INC
CRD#: 110075 / SEC#: 801-42152
Contact information
Red Flags
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