Howard B. Landers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Howard Brian Landers, who also goes by Howard B Landers, was a registered financial professional .
Howard is a previously registered financial professional and started their career in finance in 1984. Howard had worked at 22 firms and has passed the Series 65, Series 63, SIE, Series 15, Series 7, Series 3, Series 53, Series 4, Series 27, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 10, 2013 - June 16, 2015
MIURA CAPITAL, LLC
August 20, 2010 - January 31, 2013
CP CAPITAL SECURITIES
May 23, 2006 - March 30, 2007
ACP SECURITIES, LLC
August 2, 2004 - June 30, 2015
VCA SECURITIES, LP
February 10, 2004 - October 5, 2006
KEEL POINT CAPITAL, LLC
November 19, 2003 - December 31, 2004
ALTERNA SECURITIES, INC.
June 11, 2002 - December 11, 2002
MACATAWA INVESTMENT SERVICES, INC.
May 17, 2002 - November 17, 2003
LAFISE SECURITIES LLC
April 17, 2002 - December 1, 2016
1ST BRIDGEHOUSE SECURITIES, LLC
March 18, 1998 - December 4, 2000
GKN SECURITIES CORP.
March 18, 1998 - March 19, 2001
SSI SECURITIES CORP.
June 13, 1997 - January 23, 1998
EMERSON BENNETT & ASSOCIATES
November 1, 1996 - February 25, 1997
STERLING FINANCIAL INVESTMENT GROUP, INC.
December 5, 1995 - February 22, 1996
RURAL SECURITIES, INC.
November 29, 1995 - November 19, 1996
CREAND SECURITIES
June 4, 1993 - September 27, 1994
THE PARTNERS FINANCIAL GROUP, INC.
November 3, 1992 - February 2, 1993
FIRST BANQHOUSE INVESTMENT GROUP, INC.
August 20, 1991 - November 12, 1991
STUART, COLEMAN & CO., INC.
April 26, 1990 - March 11, 1991
VEREINWEST CAPITAL MARKETS, INC.
May 12, 1989 - May 3, 1990
TRANSAMERICA SECURITIES SALES CORPORATION
May 12, 1989 - May 3, 1990
TRANSAMERICA FINANCIAL ADVISORS, INC.
January 29, 1984 - April 22, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 5/10/1984
Foreign Currency Options ExaminationSeries 8
Date: 7/19/1990
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
MIURA CAPITAL, LLC
CRD#: 146193 / SEC#: , 8-67793
Contact information
FINRA licenses (22 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PEDRO RAUL LOPEZ REVOCABLE TRUST | SHAREHOLDER | |
| MWM HOLDINGS GROUP, INC. | SHAREHOLDER | |
| HUOP TRUST (REVOCABLE) | SHAREHOLDER | |
| D ALFONSO, ITALO | CEO | 4485045 |
| LOPEZ-JACOME, PEDRO RAUL | TRUSTEE | 4875711 |
| MENDEZ, MARCO ANTONIO | PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | 1175827 |
| ORTEGA, HUGO RAFAEL | TRUSTEE | 4875723 |
| PINANGO DE CHENE, RICHARD JOSE | CHIEF COMPLIANCE OFFICER | 6404348 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
