Michael S. Gutt

GUTT FINANCIAL MANAGEMENT

ATLANTA, GA 30326

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CRD#: 1233594

Professional summary

Michael Steven Gutt is a registered financial advisor currently at GUTT FINANCIAL MANAGEMENT, LLC located in Atlanta, Georgia.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Michael has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Steven Gutt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 26, 2004 - Present

GUTT FINANCIAL MANAGEMENT, LLC

Office #1: 3414 Peachtree Road Ne, Atlanta, GA 30326

RIA

CRD#: 109270

ATLANTA, GA

Past

January 25, 1984 - January 7, 1987

MERCER ALLIED CORPORATION

CRD#: 7829

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GUTT FINANCIAL MANAGEMENT, LLC

GUTT FINANCIAL MANAGEMENT | GUTT MICHAEL STEVEN | GUTT FINANCIAL MANAGEMENT, LLC

CRD#: 109270 / SEC#: 801-47978

RIA

Registered Investment Advisory firm - (1/18/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(1/26/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/8/1991

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/22/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/21/1984

General Securities Representative Examination

Current Firm

GUTT FINANCIAL MANAGEMENT, LLC

GUTT FINANCIAL MANAGEMENT | GUTT MICHAEL STEVEN | GUTT FINANCIAL MANAGEMENT, LLC

CRD#: 109270 / SEC#: 801-47978

RIA

Registered Investment Advisory firm - (1/18/1995 Approved)

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Contact information

Main Address

3414 Peachtree Rd Ne 103 Monarch Plaza, Atlanta, GA 30326

Mailing Address

Phone number

(404) 237-4188

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE NARRATIVE ADV II FEB 2025 (2/10/2025)

Regulatory assets under management

Total Number of Accounts	217
AUM (Assets Under Management)	$ 142,466,212

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael S. Gutt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Steven Gutt's CRS (Customer Relationship Summary).

Certified licenses

Experience

GUTT FINANCIAL MANAGEMENT, LLC

MERCER ALLIED CORPORATION

Primary Firm SEC Registration

GUTT FINANCIAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/8/1991

Series 63

Date: 5/22/1984

Series 7

Date: 1/21/1984

Current Firm

GUTT FINANCIAL MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GUTT FINANCIAL MANAGEMENT, LLC

TRUST BUT VERIFY

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