BC
Bruce E. Carlson
NAVPOINT FINANCIAL
Prior Lake, MN 55372
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CRD#: 1233580
BC
Professional summary
Bruce Edwin Carlson is a registered financial advisor currently at NAVPOINT FINANCIAL, INC. located in Prior Lake, Minnesota.
Bruce is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Bruce has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 28, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAVPOINT FINANCIAL, INC. (Owner, RIA) WESTWOOD POINT INVESTMENTS LLC (Family Investments) WASHINGTON SQUARE HOA (President/Board Member at personal residence, no compensation, 2 hours per week) BMW CCA-NorthStar Chapter (High Performance Driving Instructor, Non investment related, no compensation) BMW CCA-Puget Sound Chapter (High Performance Driving Instructor, Non investment related, no compensation) BRUCE CARLSON AS SOLE PROPRIETOR (Outside consultant-law firms, expert witness, business consulting. As needed basis. Non related to NavPoint clients) RENTS OUT PARKING SPACE AT WA RESIDENCE CONDO (Non Investment Related, not all the time)
CRS (Client Relationship Summary) - RIA
Click below to view Bruce Edwin Carlson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 15, 2014 - Present
NAVPOINT FINANCIAL, INC.
Office #1: 16180 Hastings Ave Se Suite 301, Prior Lake, MN 55372RIA
CRD#: 109432
Prior Lake, MN
Past
September 29, 1998 - December 31, 2007
NAVPOINT FINANCIAL, INC.
RIA
CRD#: 109432
MINNEAPOLIS, MN
Past
January 26, 1984 - June 30, 2016
CAPITAL MANAGEMENT SECURITIES, INC.
BD
CRD#: 10579
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NF
NAVPOINT FINANCIAL, INC.
FINANCIAL NAVIGATORS INC | NAVPOINT FINANCIAL, INC.
CRD#: 109432 / SEC#: 801-55229
RIA
Registered Investment Advisory firm - (1/28/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Minnesota(1/15/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 28
Date: 8/19/1992
Introducing Broker/Dealer Financial Operations Principal ExaminationPrincipal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
NF
NAVPOINT FINANCIAL, INC.
FINANCIAL NAVIGATORS INC | NAVPOINT FINANCIAL, INC.
CRD#: 109432 / SEC#: 801-55229
RIA
Registered Investment Advisory firm - (1/28/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
16180 Hastings Ave Se Suite 301, Prior Lake, MN 55372
Mailing Address
3800 American Blvd West Suite 1500, Bloomington, MN 55431
Phone number
(952) 746-1115
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (11 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 221 |
| AUM (Assets Under Management) | $ 643,614,436 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/09/2025 | ||
| 09/24/2024 | ||
| 09/27/2023 | ||
| 09/20/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NAVPOINT FINANCIAL, INC.
CRD#: 109432Prior Lake, MN 55372TRUST BUT VERIFY
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