Robert J. Salla
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Joseph Salla was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1984. Robert had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 11, 1989 - April 10, 1990
WELLSHIRE SECURITIES, INC.
October 8, 1986 - March 28, 1989
MORGAN STANLEY DW INC.
June 1, 1984 - October 23, 1986
CITIGROUP GLOBAL MARKETS INC.
February 24, 1984 - March 12, 1984
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WELLSHIRE SECURITIES, INC.
CRD#: 17939 / SEC#: , 8-35938
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
