Christa C. Dunn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christa Carey Dunn, who also goes by Christa Marie Carey, was a registered financial professional .
Christa is a previously registered financial professional and started their career in finance in 1984. Christa had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 25, 2012 - December 31, 2013
PERKINS FUND MARKETING, L.L.C.
October 25, 1999 - October 3, 2011
PERKINS FUND MARKETING, L.L.C.
January 13, 1997 - December 15, 1997
MERIT CAPITAL ASSOCIATES, INC.
November 23, 1994 - January 13, 1997
DEUTSCHE BANK SECURITIES INC.
October 30, 1987 - July 26, 1993
DEUTSCHE BANK SECURITIES INC.
June 19, 1985 - October 1, 1987
ALEX. BROWN & SONS INCORPORATED
January 25, 1984 - June 13, 1985
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PERKINS FUND MARKETING, L.L.C.
CRD#: 45642 / SEC#: , 8-51126
Contact information
FINRA licenses (34 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
