Gary W. Lantta
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary William Lantta was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1984. Gary had worked at 21 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 2018 - April 23, 2019
RELIANCE WORLDWIDE INVESTMENTS, LLC
August 8, 2017 - September 27, 2017
THRIVENT INVESTMENT MANAGEMENT INC.
January 4, 2017 - August 2, 2017
ALT FUND DISTRIBUTORS LLC
February 2, 2016 - December 31, 2016
WOOD (ARTHUR W.) COMPANY, INC.
February 21, 2014 - October 1, 2015
DINOSAUR FINANCIAL GROUP, L.L.C
October 12, 2012 - January 7, 2014
BURNHAM SECURITIES INC.
January 24, 2012 - July 5, 2012
SOURCE CAPITAL GROUP, INC.
August 12, 2010 - January 5, 2012
WJB CAPITAL GROUP, INC.
May 15, 2009 - August 3, 2010
BURNHAM SECURITIES INC.
August 9, 2002 - August 21, 2007
BTN RESEARCH, INC.
September 13, 2001 - June 20, 2002
DISTRIBUTION SERVICES, LLC
August 31, 1998 - March 10, 2000
KEYBANC CAPITAL MARKETS INC.
November 18, 1996 - September 8, 1998
MONETTA INVESTMENT SERVICES, L.L.C.
October 17, 1995 - September 10, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 30, 1994 - January 24, 1996
CHASE INVESTMENT SERVICES CORP.
October 1, 1992 - April 8, 1994
SANCTUARY SECURITIES, INC.
December 5, 1991 - October 1, 1992
DICKINSON & CO.
February 19, 1991 - August 14, 1991
RODMAN & RENSHAW INC.
May 11, 1989 - February 19, 1991
TUCKER ANTHONY INCORPORATED
April 11, 1988 - May 30, 1989
LEHMAN BROTHERS INC.
November 18, 1986 - April 11, 1988
E. F. HUTTON & COMPANY INC
May 15, 1984 - November 24, 1986
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
RELIANCE WORLDWIDE INVESTMENTS, LLC
CRD#: 143546 / SEC#: , 8-67575
Contact information
Documents
Red Flags
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