James R. Van Deventer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Rivalier Van Deventer, who also goes by James R. Van Deventer, James Rivalier Vandeventer, Val Vandeventer, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1984. James had worked at 14 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 15, 2016 - February 19, 2019
GORDON ASSET MANAGEMENT, LLC
November 12, 2014 - February 16, 2016
LINCOLN FINANCIAL DISTRIBUTORS, INC.
November 19, 2009 - August 12, 2014
NYLIFE DISTRIBUTORS LLC
June 15, 2004 - September 28, 2009
ALLIANCEBERNSTEIN INVESTMENTS, INC.
July 22, 2003 - May 17, 2004
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
December 10, 2002 - July 2, 2003
CHARLES SCHWAB & CO., INC.
July 3, 1997 - December 11, 2001
DELAWARE DISTRIBUTORS, L.P.
February 25, 1997 - July 17, 1997
SEDGWICK INVESTMENTS, INC.
January 21, 1992 - August 13, 1996
LINCOLN FINANCIAL DISTRIBUTORS, INC.
March 22, 1991 - November 27, 1991
G. R. PHELPS & CO., INC.
November 16, 1989 - March 4, 1991
MERIDIAN, DUNHILL & CO., INC.
March 18, 1988 - November 16, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
August 19, 1987 - March 30, 1988
WORLD INVEST CORPORATION
August 13, 1985 - September 27, 1985
ESI SECURITIES, INC.
January 26, 1984 - April 22, 1985
DERAND/PENNINGTON/BASS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GORDON ASSET MANAGEMENT, LLC
CRD#: 118471 / SEC#: 801-61670
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 458 |
| AUM (Assets Under Management) | $ 199,391,998 |
Red Flags
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