Robert K. Bornt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Keith Bornt was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1984. Robert had worked at 9 firms and has passed the Series 63, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 1989 - May 25, 1989
MARSHALL DAVIS, INC.
September 26, 1988 - December 21, 1988
ROYCE PARK INVESTMENTS, INC.
May 3, 1988 - May 13, 1988
FIRST WALL STREET CORP.
April 21, 1988 - November 21, 1988
L.F. THOMPSON & COMPANY
March 3, 1988 - March 22, 1988
SOURCE SECURITIES, INC.
January 22, 1988 - March 8, 1988
SECURITIES NETWORK, INC.
December 3, 1986 - January 22, 1988
AMERICAN FRONTEER FINANCIAL CORPORATION
February 20, 1986 - March 25, 1986
HALL & COMPANY INCORPORATED
January 25, 1984 - October 12, 1984
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MARSHALL DAVIS, INC.
CRD#: 16278 / SEC#: , 8-33619
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
