Michael J. Connolly
Professional summary
Michael Joseph Connolly is a registered financial professional currently at COMPASS SECURITIES CORPORATION located in Hingham, Massachusetts.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1984. Michael has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Joseph Connolly's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 7, 1995 - Present
COMPASS SECURITIES CORPORATION
Office #1: 3 Summer Street, Hingham, MA 02043October 4, 1993 - December 31, 1994
COMPASS SECURITIES CORPORATION
March 6, 1992 - September 22, 1993
WS GRIFFITH SECURITIES, INC.
February 26, 1987 - March 6, 1992
KAVANAUGH SECURITIES, INC.
October 11, 1984 - February 3, 1987
ALTERNATIVE INVESTMENT CORPORATION
February 27, 1984 - August 1, 1984
WINTHROP SECURITIES CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/22/2000)
(3/13/2007)
(1/8/2007)
(1/8/2007)
(4/7/1995)
(1/8/2007)
(1/8/2007)
(11/14/2001)
(10/20/2014)
(5/4/2000)
(1/8/2007)
(1/8/2007)
(1/8/2007)
(4/7/1995)
(1/8/2007)
(1/8/2007)
(1/8/2007)
(1/8/2007)
(1/8/2007)
(4/7/1995)
(7/2/2007)
(1/9/2007)
(1/8/2007)
(1/8/2007)
(1/8/2007)
(1/8/2007)
(1/8/2007)
(5/14/2001)
(1/8/2007)
(6/21/2007)
(1/8/2007)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
COMPASS SECURITIES CORPORATION
CRD#: 16168 / SEC#: , 8-33438
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
COMPASS SECURITIES CORPORATION
CRD#: 16168Hingham, MA 02043TRUST BUT VERIFY
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