Barrie A. Gile
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barrie Averill Gile was a registered financial professional .
Barrie is a previously registered financial professional and started their career in finance in 1984. Barrie had worked at 5 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 18, 1994 - December 31, 2016
EDI FINANCIAL, INC.
February 15, 1991 - November 1, 1993
PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.
July 6, 1988 - December 20, 1989
SHEARWATER SECURITIES CORPORATION
April 11, 1984 - July 7, 1988
MML INVESTORS SERVICES, LLC
March 19, 1984 - January 2, 1988
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EDI FINANCIAL, INC.
CRD#: 15699 / SEC#: , 8-32566
Contact information
Documents
Disclosures
| Regulatory Event | 11 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
