David P. Gurwitz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Philip Gurwitz was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1984. David had worked at 2 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 30, 1986 - January 3, 1995
R G FINANCIAL LTD.
January 25, 1984 - September 30, 1986
INTEGRATED RESOURCES EQUITY CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
R G FINANCIAL LTD.
CRD#: 18098 / SEC#: , 8-36116
Contact information
Documents
Red Flags
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