AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
CM

Charles G. Miller

Some features on this profile are disabled
CRD#: 1232975
CM

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Charles Gosta Miller JR, who also goes by C G Miller Jr, Cg Miller, Charles Gosta Miller, was a registered financial professional .

Charles is a previously registered financial professional and started their career in finance in 1984. Charles had worked at 12 firms and has passed the Series 63 and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


C G Miller Jr | Cg Miller | Charles Gosta Miller

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

March 2, 2000 - April 17, 1990

GLOBALVEST SECURITIES, (USA), INC

BD
CRD#: 15458
CLEARWATER, FL
Past

July 31, 1998 - November 16, 1998

CAPITAL WEST INVESTMENT GROUP, INC.

BD
CRD#: 39446
Past

January 27, 1997 - March 17, 1998

AMERICAN INVESTMENT SERVICES, INC.

BD
CRD#: 21111
OKLAHOMA CITY, OK
Past

January 3, 1996 - December 13, 1996

SUNPOINT SECURITIES, INC.

BD
CRD#: 25442
LONGVIEW, TX
Past

August 10, 1994 - December 31, 1995

EMMETT A LARKIN COMPANY, INC.

BD
CRD#: 6625
SAN FRANCISCO, CA
Past

April 1, 1993 - July 14, 1994

U.S. SECURITIES CLEARING CORP.

BD
CRD#: 15403
SAN DIEGO, CA
Past

January 2, 1991 - April 14, 1993

F.J. GARBER & CO.

BD
CRD#: 17989
Past

May 2, 1988 - April 17, 1990

GLOBALVEST SECURITIES, (USA), INC

BD
CRD#: 15458
CLEARWATER, FL
Past

October 12, 1987 - February 10, 1988

AMBANC SECURITIES, INC.

BD
CRD#: 16351
Past

June 28, 1985 - October 16, 1987

E. F. HUTTON & COMPANY INC

BD
CRD#: 235
Past

October 26, 1984 - March 22, 1985

LAWSON FINANCIAL CORPORATION

BD
CRD#: 15261
Past

August 31, 1984 - October 15, 1984

J. MILTON NEWTON, INCORPORATED

BD
CRD#: 7109
Past

March 23, 1984 - May 7, 1984

GREENFIELD/CAMPBELL, INC.

BD
CRD#: 7401

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 9/6/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam

Current Firm


GS
GLOBALVEST SECURITIES, (USA), INC
FOR SIGHT CAPITAL MANAGEMENT INC. | RL SECURITIES INC. | GLOBALVEST SECURITIES, (USA), INC | FUTUREVEST SECURITIES (USA) INC. | FORESIGHT CAPITAL MANAGEMENT, INC. | FOR-SIGHT ANALYSIS LTD.

CRD#: 15458 / SEC#: , 8-31092

BD
Cancelled by SEC on 06/13/2003
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
Mailing Address
Phone number
Established
Florida since 10/02/1997
Firm type
Corporation
Fiscal year end
June
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
PRESIDENTIAL CAPITAL MANAGEMENT INC.DIRECTOR

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


GLOBALVEST SECURITIES, (USA), INC

CRD#: 15458

TRUST BUT VERIFY

Monitor Charles Miller

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.