Charles G. Miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Gosta Miller JR, who also goes by C G Miller Jr, Cg Miller, Charles Gosta Miller, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1984. Charles had worked at 12 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 2, 2000 - April 17, 1990
GLOBALVEST SECURITIES, (USA), INC
July 31, 1998 - November 16, 1998
CAPITAL WEST INVESTMENT GROUP, INC.
January 27, 1997 - March 17, 1998
AMERICAN INVESTMENT SERVICES, INC.
January 3, 1996 - December 13, 1996
SUNPOINT SECURITIES, INC.
August 10, 1994 - December 31, 1995
EMMETT A LARKIN COMPANY, INC.
April 1, 1993 - July 14, 1994
U.S. SECURITIES CLEARING CORP.
January 2, 1991 - April 14, 1993
F.J. GARBER & CO.
May 2, 1988 - April 17, 1990
GLOBALVEST SECURITIES, (USA), INC
October 12, 1987 - February 10, 1988
AMBANC SECURITIES, INC.
June 28, 1985 - October 16, 1987
E. F. HUTTON & COMPANY INC
October 26, 1984 - March 22, 1985
LAWSON FINANCIAL CORPORATION
August 31, 1984 - October 15, 1984
J. MILTON NEWTON, INCORPORATED
March 23, 1984 - May 7, 1984
GREENFIELD/CAMPBELL, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GLOBALVEST SECURITIES, (USA), INC
CRD#: 15458 / SEC#: , 8-31092
Contact information
Documents
Red Flags
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