Scott A. Davey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Arthur Davey, who also goes by Scott Davey, was a registered financial advisor .
Scott is a previously registered financial advisor and started their career in finance in 1984. Scott had worked at 8 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 2004 - September 13, 2005
PRESIDIO CAPITAL ADVISORS, LLC
January 16, 2001 - March 1, 2004
DEUTSCHE BANK SECURITIES INC.
January 13, 2001 - March 1, 2004
DEUTSCHE BANK SECURITIES INC.
September 1, 1997 - January 13, 2001
DB ALEX. BROWN LLC
February 11, 1992 - September 1, 1997
ALEX. BROWN & SONS INCORPORATED
April 20, 1990 - February 14, 1992
SUTRO & CO. INCORPORATED
February 15, 1988 - May 8, 1990
LEHMAN BROTHERS INC.
February 1, 1985 - February 15, 1988
E. F. HUTTON & COMPANY INC
February 20, 1984 - January 31, 1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PRESIDIO CAPITAL ADVISORS, LLC
CRD#: 116284 / SEC#: , 8-53539
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
