Daniel P. Treacy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Patrick Treacy SR, who also goes by Daniel P Treacy, Daniel Patrick Treacy, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1984. Daniel had worked at 11 firms and has passed the Series 63, SIE, Series 25, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 19, 2014 - May 17, 2016
TELSEY ADVISORY GROUP LLC
October 27, 2011 - June 5, 2013
WINTERFLOOD SECURITIES INCORPORATED
April 29, 2009 - September 21, 2010
HUDSON SECURITIES,INC.
September 20, 2007 - October 7, 2008
LEK SECURITIES CORPORATION
April 7, 2006 - September 13, 2007
LEK SECURITIES CORPORATION
March 27, 2006 - December 8, 2008
LL PARTNERS, INC.
May 4, 2004 - September 7, 2005
TD WATERHOUSE CAPITAL MARKETS, INC.
November 3, 2003 - May 4, 2004
HUDSON SECURITIES,INC.
April 16, 2003 - August 29, 2003
WALL STREET ACCESS
July 25, 1996 - January 15, 2003
UBS CAPITAL MARKETS L.P.
June 21, 1995 - May 18, 1998
CHARLES SCHWAB & CO., INC.
August 11, 1993 - May 1, 1995
WEEDEN & CO.L.P.
March 21, 1984 - May 21, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 25
Date: 8/30/2006
NYSE Trading Assistant ExaminationSeries 55
Date: 7/23/1999
Limited Representative-Equity Trader ExamCurrent Firm
TELSEY ADVISORY GROUP LLC
CRD#: 148234 / SEC#: , 8-67988
Contact information
FINRA licenses (19 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
