John L. Davenport

DAVENPORT CAPITAL MANAGEMENT

Mill Valley, CA 94941

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CRD#: 1232732

Professional summary

John Lloyd Davenport is a registered financial advisor currently at DAVENPORT CAPITAL MANAGEMENT, LLC located in Mill Valley, California.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. John has worked at 6 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Lloyd Davenport's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 18, 2016 - Present

DAVENPORT CAPITAL MANAGEMENT, LLC

Office #1: 197 Molino Ave, Mill Valley, CA 94941

RIA

CRD#: 159785

Mill Valley, CA

Past

January 4, 2012 - December 31, 2015

DAVENPORT CAPITAL MANAGEMENT, LLC

RIA

CRD#: 159785

SAN RAFAEL, CA

Past

September 13, 2004 - January 9, 2012

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

SAN FRANCISCO, CA

Past

September 13, 2004 - January 9, 2012

J.P. MORGAN SECURITIES LLC

CRD#: 79

SAN FRANCISCO, CA

Past

January 17, 2003 - September 16, 2004

CREDIT SUISSE SECURITIES (USA) LLC

RIA

CRD#: 816

SAN FRANCISCO, CA

Past

January 17, 2003 - September 16, 2004

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

July 8, 1997 - January 17, 2003

PERSHING LLC

RIA

CRD#: 7560

SAN FRANCISCO, CA

Past

July 24, 1990 - January 17, 2003

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

Past

October 2, 1986 - August 10, 1990

LEHMAN BROTHERS INC.

CRD#: 7506

Past

October 9, 1985 - August 10, 1990

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

January 25, 1984 - October 4, 1985

FIRST JERSEY SECURITIES, INC.

CRD#: 6621

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/18/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/19/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/18/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 7/27/1989

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 1/21/1984

General Securities Representative Examination

Current Firm

DAVENPORT CAPITAL MANAGEMENT, LLC

DAVENPORT ADVISORY GROUP | DAVENPORT CAPITAL MANAGEMENT, LLC

CRD#: 159785 / SEC#: 801-72964

RIA

Registered Investment Advisory firm - (7/19/2012 Terminated)

California

Registered Investment Advisory firm - (3/18/2016 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

197 Molino Ave, Mill Valley, CA 94941

Mailing Address

Phone number

(415) 300-6466

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	3
AUM (Assets Under Management)	$ 145,500,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John L. Davenport

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Lloyd Davenport's CRS (Customer Relationship Summary).

Certified licenses

Experience

DAVENPORT CAPITAL MANAGEMENT, LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

CREDIT SUISSE SECURITIES (USA) LLC

CREDIT SUISSE SECURITIES (USA) LLC

PERSHING LLC

PERSHING LLC

LEHMAN BROTHERS INC.

LEHMAN BROTHERS INC.

FIRST JERSEY SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/19/2006

Series 63

Date: 2/18/1984

Series 3

Date: 7/27/1989

Series 7

Date: 1/21/1984

Current Firm

DAVENPORT CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DAVENPORT CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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