Michael J. Healey
Professional summary
Michael Joseph Healey was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael is a previously registered financial professional and started their career in finance in 1984. Prior to being barred, Michael had worked at 9 firms, which includes MERIT CAPITAL ASSOCIATES INC., G.R. STUART & COMPANY INC., FINANCIAL SECURITIES NETWORKINC., NORCROSS & COMPANY, CENPAC SECURITIES CORP., FINANCIAL EQUITIES RESOURCES INC., BAILEY MARTIN & APPEL INC., SHERWOOD CAPITAL INC., FIRST JERSEY SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 2, 1994 - December 31, 2001
MERIT CAPITAL ASSOCIATES, INC.
March 16, 1993 - November 18, 1994
G.R. STUART & COMPANY, INC.
January 25, 1993 - March 16, 1993
FINANCIAL SECURITIES NETWORK,INC.
March 2, 1992 - January 20, 1993
NORCROSS & COMPANY
February 28, 1991 - February 28, 1992
CENPAC SECURITIES CORP.
March 5, 1990 - March 6, 1991
FINANCIAL EQUITIES RESOURCES, INC.
March 16, 1987 - March 5, 1990
BAILEY, MARTIN & APPEL, INC.
February 2, 1987 - February 12, 1987
SHERWOOD CAPITAL, INC.
March 23, 1984 - January 31, 1987
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MERIT CAPITAL ASSOCIATES, INC.
CRD#: 30576 / SEC#: , 8-45013
Contact information
Documents
Disclosures
| Regulatory Event | 16 |
| Arbitration | 15 |
Red Flags
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