Wilson J. Rondini
Professional summary
Wilson Jonathan Rondini JR was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Wilson is a previously registered financial professional and started their career in finance in 1984. Prior to being barred, Wilson had worked at 7 firms, which includes MILLS FINANCIAL SERVICES INC., H.J. MEYERS & CO. INC., RODMAN & RENSHAW INC., LEHMAN BROTHERS INC., TRANSAMERICA SECURITIES SALES CORPORATION, TRANSAMERICA FINANCIAL ADVISORS INC., FIRST JERSEY SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 9, 1998 - March 19, 1999
MILLS FINANCIAL SERVICES, INC.
July 18, 1996 - October 5, 1998
H.J. MEYERS & CO., INC.
June 8, 1992 - July 22, 1996
RODMAN & RENSHAW INC.
January 8, 1988 - June 11, 1992
LEHMAN BROTHERS INC.
March 6, 1987 - April 23, 1990
TRANSAMERICA SECURITIES SALES CORPORATION
August 19, 1986 - January 21, 1988
TRANSAMERICA FINANCIAL ADVISORS, INC.
January 25, 1984 - August 25, 1986
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MILLS FINANCIAL SERVICES, INC.
CRD#: 10537 / SEC#: , 8-27638
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MFC HOLDING CORPORATION | 100% OWNER | |
| KURCZODYNA, JOSEPH EDWARD | PRESIDENT | 864454 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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