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Ruthann Olson Tyner

CRD# 1232506·Registered 1984 - 2016
Previously Registered: Being a previously registered professional could mean that Ruthann is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ruthann Olson Tyner, who also goes by Ruth Ann Olson, Ruth Ann Tyner, Ruth Ann O Tyner, was a registered financial advisor. Ruthann was a previously registered financial professional and started their career in finance 1984 - 2016. Ruthann had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 22, Series 51, Series 53 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ruth Ann Olson, Ruth Ann Tyner, Ruth Ann O Tyner

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

USAA FINANCIAL PLANNING SERVICES·CRD# 106352
RIA
Los Angeles, CA
September 14, 2012 - August 3, 2016
USAA FINANCIAL ADVISORS, INC.·CRD# 129035
BD
Los Angeles, CA
September 14, 2012 - August 3, 2016
SAXONY CAPITAL MANAGEMENT, LLC·CRD# 122692
RIA
Long Beach, CA
July 19, 2012 - September 12, 2012
PATRICK CAPITAL MARKETS, LLC·CRD# 16518
BD
St Louis, MO
April 21, 2011 - September 12, 2012
LPL FINANCIAL LLC·CRD# 6413
BD
San Marino, CA
September 23, 2008 - April 8, 2011
LPL FINANCIAL LLC·CRD# 6413
RIA
San Marino, CA
September 15, 2008 - April 8, 2011
WAMU INVESTMENTS, INC.·CRD# 599
RIA
Long Beach, CA
October 7, 2004 - October 2, 2006
GRIFFIN FINANCIAL SERVICES·CRD# 10823
BD
September 28, 1998 - January 1, 1999
GREAT WESTERN FINANCIAL SECURITIES CORPORATION·CRD# 14229
BD
Northridge, CA
October 2, 1997 - May 1, 1998
WAMU INVESTMENTS, INC.·CRD# 599
BD
Long Beach, CA
July 14, 1997 - October 2, 2006
ASB FINANCIAL SERVICES·CRD# 24280
BD
Irvine, CA
June 19, 1997 - July 14, 1997
WELLS FARGO SECURITIES INC.·CRD# 17438
BD
San Francisco, CA
June 25, 1996 - June 20, 1997
ESSEX NATIONAL SECURITIES, LLC·CRD# 25454
BD
Napa, CA
August 4, 1995 - November 16, 1995
FIRST INTERSTATE INVESTMENTS,INC.·CRD# 17101
BD
February 23, 1995 - September 20, 1996
ASB FINANCIAL SERVICES·CRD# 24280
BD
Irvine, CA
June 22, 1989 - February 17, 1995
GRIFFIN FINANCIAL SERVICES·CRD# 10823
BD
March 20, 1985 - March 31, 1989
WADDELL & REED·CRD# 866
BD
April 6, 1984 - January 14, 1985

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Current Firm

UF
USAA FINANCIAL PLANNING SERVICES

USAA FINANCIAL PLANNING NETWORK | USAA FINANCIAL PLANNING SERVICES INSURANCE AGENCY, INC. | USAA FINANCIAL PLANNING SERVICES | USAA FINANCIAL PLANNING NETWORK, INC. | USAA FINANCIAL PLANNING NETWORK INC

CRD#: 106352 / SEC#: 801-53347

Contact Information

Main Address

9800 Fredericksburg Road, San Antonio, TX 78288-0227

Documents

Latest Form ADV

Part 2 Brochures

ADV PART 2 BROCHURE (3/31/2017)

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 2004About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1985About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Aug 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 1985About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed May 1984About the Series 6 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Apr 1984About the Series 22 exam

Series 51 — Municipal Fund Securities Principal Examination

Passed Jun 2014About the Series 51 exam

Series 53 — Municipal Securities Principal Examination

Passed Mar 1996About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Dec 1987About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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