Ruthann O. Tyner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ruthann Olson Tyner, who also goes by Ruth Ann Olson, Ruth Ann Tyner, Ruth Ann O Tyner, was a registered financial professional .
Ruthann is a previously registered financial professional and started their career in finance in 1984. Ruthann had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 22, Series 51, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 14, 2012 - August 3, 2016
USAA FINANCIAL PLANNING SERVICES
September 14, 2012 - August 3, 2016
USAA FINANCIAL ADVISORS, INC.
July 19, 2012 - September 12, 2012
SAXONY CAPITAL MANAGEMENT, LLC
April 21, 2011 - September 12, 2012
PATRICK CAPITAL MARKETS, LLC
September 23, 2008 - April 8, 2011
LPL FINANCIAL LLC
September 15, 2008 - April 8, 2011
LPL FINANCIAL LLC
October 7, 2004 - October 2, 2006
WAMU INVESTMENTS, INC.
September 28, 1998 - January 1, 1999
GRIFFIN FINANCIAL SERVICES
October 2, 1997 - May 1, 1998
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
July 14, 1997 - October 2, 2006
WAMU INVESTMENTS, INC.
June 19, 1997 - July 14, 1997
ASB FINANCIAL SERVICES
June 25, 1996 - June 20, 1997
WELLS FARGO SECURITIES INC.
August 4, 1995 - November 16, 1995
ESSEX NATIONAL SECURITIES, LLC
February 23, 1995 - September 20, 1996
FIRST INTERSTATE INVESTMENTS,INC.
June 22, 1989 - February 17, 1995
ASB FINANCIAL SERVICES
March 20, 1985 - March 31, 1989
GRIFFIN FINANCIAL SERVICES
April 6, 1984 - January 14, 1985
WADDELL & REED
State Registrations and Notice Filings
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Exams
Current Firm
USAA FINANCIAL PLANNING SERVICES
CRD#: 106352 / SEC#: 801-53347
Contact information
Red Flags
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