Gregory E. Norlander
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Edward Norlander was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1984. Gregory had worked at 5 firms and has passed the Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 1992 - June 23, 1992
DRAKE & COMPANY, INC.
November 24, 1989 - October 31, 1991
CITIGROUP GLOBAL MARKETS INC.
February 15, 1988 - December 22, 1989
LEHMAN BROTHERS INC.
November 23, 1987 - February 15, 1988
E. F. HUTTON & COMPANY INC
January 25, 1984 - December 8, 1987
SUTRO & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DRAKE & COMPANY, INC.
CRD#: 16227 / SEC#: , 8-33490
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
