Hugh D. Wallschleger
Professional summary
Hugh Dugald Wallschleger JR, who also goes by Hugh Donald Wallschleger Jr, Hugh Donald Wallschleger, Hugh Dugald Wallschleger, is a registered financial professional currently at R. SEELAUS & CO., LLC located in Chatham, New Jersey.
Hugh is registered as a RR (Registered Representative) and started their career in finance in 1984. Hugh has worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Hugh Dugald Wallschleger JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 24, 1997 - Present
R. SEELAUS & CO., LLC
Office #1: 26 Main Street Suite 300, Chatham, NJ 07928June 26, 1984 - May 16, 1997
FIRST INTERREGIONAL EQUITY CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/14/2015)
(11/6/2014)
(1/2/2019)
(3/31/1997)
(3/14/2014)
(3/14/2000)
(11/2/2006)
(3/11/2019)
(5/8/1997)
(6/3/1997)
(10/6/1998)
(3/3/2000)
(9/14/2005)
(2/7/2017)
Exams
FINRA
Current Firm
R. SEELAUS & CO., LLC
CRD#: 14974 / SEC#: 801-68283, 8-31475
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SEELAUS HOLDINGS LLC | OWNER/MEMBER | |
| BRUCIA, JAMES BENEDETTO | CO-HEAD OF ORIGINATION AND SYNDICATE, MANAGING DIRECTOR | 1281247 |
| GRAVES, LESLIE ANN | CO HEAD OF ORIGINATION AND SYNDICATE, MANAGING DIRECTOR | 1411769 |
| MITNICK, ANNELIESE NMN | CHIEF EXECUTIVE OFFICER (CEO) | 4862821 |
| MOLCHAN, MAYYA NMN | CHIEF FINANCIAL OFFICER (CFO), FINANCIAL AND OPERATIONS PRINCIPAL ( FINOP) | 5865025 |
| MURRAY III, ALBERT QUENTIN | HEAD OF SALES AND TRADING, MUNICIPAL PRINCIPAL (MP) | 1032639 |
| PAJDAK, KAROLINA NMN | CHIEF COMPLIANCE OFFICER (CCO) | 4491899 |
| SEELAUS, BENJAMIN PATRICK | CHIEF OPERATING OFFICER (COO), REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL (ROSFP) | 4621898 |
| SEELAUS, RICHARD PAUL | CHAIRMAN, | 500660 |
Disclosures
| Regulatory Event | 12 |
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