Mary C. Saylor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Carollenn Saylor, who also goes by Mary Aldrich, Mary Aldrich Saylor, Mary Carollen Saylor, Mary Saylor, was a registered financial professional .
Mary is a previously registered financial professional and started their career in finance in 1984. Mary had worked at 6 firms and has passed the Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 16, 2010 - December 13, 2012
SPC
May 5, 2000 - December 13, 2012
SIGMA FINANCIAL CORPORATION
September 14, 1995 - May 11, 2000
SECURITIES AMERICA, INC.
February 7, 1989 - September 22, 1995
AVANTAX INVESTMENT SERVICES, INC.
April 14, 1988 - February 22, 1989
GREEN HILL FINANCIAL SERVICE CORPORATION
February 23, 1984 - March 22, 1988
PFS INVESTMENTS INC.
Primary Firm SEC Registration
SPC
CRD#: 110692 / SEC#: 801-20404
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SPC
CRD#: 110692 / SEC#: 801-20404
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,544 |
| AUM (Assets Under Management) | $ 5,655,661,675 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
