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Richard B. Seidel

Some features on this profile are disabled
CRD#: 1232224
RS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Richard Bascom Seidel was a registered financial professional .

Richard is a previously registered financial professional and started their career in finance in 1984. Richard had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 14, 2025 - February 6, 2026

MAI CAPITAL MANAGEMENT, LLC

RIA
CRD#: 109807
FORT MYERS, FL
Past

June 17, 2020 - November 5, 2025

LIBERTY PRIVATE CLIENT, LLC

RIA
CRD#: 305130
Wayne, PA
Past

March 7, 2017 - July 1, 2020

CHARTWELL TSC SECURITIES CORP.

BD
CRD#: 172196
PITTSBURGH, PA
Past

August 25, 2015 - May 19, 2020

GIRARD PRIVATE INVESTMENT GROUP, LLC

RIA
CRD#: 226683
NAPLES, FL
Past

April 8, 2011 - August 18, 2014

GIRARD PARTNERS LTD.

RIA
CRD#: 39163
KING OF PRUSSIA, PA
Past

April 9, 2010 - August 18, 2014

GIRARD CAPITAL, LLC

BD
CRD#: 151194
KING OF PRUSSIA, PA
Past

May 11, 2006 - December 8, 2010

GIRARD PARTNERS LTD.

RIA
CRD#: 39163
KING OF PRUSSIA, PA
Past

January 19, 1996 - December 8, 2010

GIRARD PARTNERS LTD.

BD
CRD#: 39163
KING OF PRUSSIA, PA
Past

March 15, 1984 - December 18, 1993

FAIRFIELD GROUP, INC.

BD
CRD#: 14671
BALTIMORE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MAI CAPITAL MANAGEMENT, LLC
MAI CAPITAL MANAGEMENT, LLC
MAI CAPITAL MANAGEMENT LLC | MCCORMACK ADVISORS INTERNATIONAL LLC | MAI WEALTH ADVISORS LLC | MAI CAPITAL MANAGEMENT, LLC

CRD#: 109807 / SEC#: 801-58104

RIA
Registered Investment Advisory firm - (10/2/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 5/10/2006
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/13/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/18/1984
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/19/1983
General Securities Principal Examination

Current Firm

MAI CAPITAL MANAGEMENT, LLC
MAI CAPITAL MANAGEMENT, LLC
MAI CAPITAL MANAGEMENT LLC | MCCORMACK ADVISORS INTERNATIONAL LLC | MAI WEALTH ADVISORS LLC | MAI CAPITAL MANAGEMENT, LLC

CRD#: 109807 / SEC#: 801-58104

RIA
Registered Investment Advisory firm - (10/2/2000 Approved)
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Contact information

Main Address
6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131
Mailing Address
Phone number
(216) 920-4800
Established
Firm type
Fiscal year end
# of Employees
482

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MAI CAPITAL MANAGEMENT ADV PART 2A NOVEMBER 2025 (12/1/2025)

Regulatory assets under management

Total Number of Accounts40,758
AUM (Assets Under Management)$ 29,630,499,856

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
11/25/2024
Cover Page
Report
01/28/2024
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MAI CAPITAL MANAGEMENT, LLC

MAI CAPITAL MANAGEMENT, LLC

CRD#: 109807

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