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Richard Bascom Seidel

CRD# 1232224·Registered 1984 - 2026
Previously Registered: Being a previously registered professional could mean that Richard is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Richard Bascom Seidel was a registered financial advisor. Richard was a previously registered financial professional and started their career in finance 1984 - 2026. Richard had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

MAI CAPITAL MANAGEMENT, LLC·CRD# 109807
RIA
Fort Myers, FL
November 14, 2025 - February 6, 2026
LIBERTY PRIVATE CLIENT, LLC·CRD# 305130
RIA
Wayne, PA
June 17, 2020 - November 5, 2025
CHARTWELL TSC SECURITIES CORP.·CRD# 172196
BD
Pittsburgh, PA
March 7, 2017 - July 1, 2020
GIRARD PRIVATE INVESTMENT GROUP, LLC·CRD# 226683
RIA
Naples, FL
August 25, 2015 - May 19, 2020
GIRARD PARTNERS LTD.·CRD# 39163
RIA
King Of Prussia, PA
April 8, 2011 - August 18, 2014
GIRARD CAPITAL, LLC·CRD# 151194
BD
King Of Prussia, PA
April 9, 2010 - August 18, 2014
GIRARD PARTNERS LTD.·CRD# 39163
RIA
King Of Prussia, PA
May 11, 2006 - December 8, 2010
GIRARD PARTNERS LTD.·CRD# 39163
BD
King Of Prussia, PA
January 19, 1996 - December 8, 2010
FAIRFIELD GROUP, INC.·CRD# 14671
BD
Baltimore, MD
March 15, 1984 - December 18, 1993

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Current Firm

MAI CAPITAL MANAGEMENT, LLC
MAI CAPITAL MANAGEMENT, LLC

EVOKE: A DIVISION OF MAI | MCCORMACK ADVISORS INTERNATIONAL LLC | MAI WEALTH ADVISORS LLC | MAI CAPITAL MANAGEMENT, LLC | MAI CAPITAL MANAGEMENT LLC

CRD#: 109807 / SEC#: 801-58104
RIA
Registered Investment Advisory firm - SEC (10/2/2000 Approved)

Contact Information

Main Address

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131

Phone Number

(216) 920-4800

# of Employees

562

SEC notice filing (52 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MAI ADV PART 2A 06 30 2026 (7/1/2026)

Regulatory Assets Under Management

Total Number of Accounts

48,547

AUM (Assets Under Management)

$52,101,252,111

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
02/20/2026Cover PageReport
11/25/2024Cover PageReport
01/28/2024Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Member of the Board of Directors of Tristate Capital Holdings. I receive approximately $120,000 in aggregate cash and equity compensation for my service on this Board of Directors; The Board of Directors of Tristate Capital Bank; and the Board of Directors of Chartwell Investment Partners, LLC. My time commitment for this business activity is primarily based on our quarterly in-person meetings of the Board of Directors and our quarterly and interim meetings for the Audit and Governance Committees of the Board on which I serve. I have been engaged in this business since the inception of Tristate Capital, more than 10 years. 2) Member of the Board of Directors of Tristate Capital Bank. I receive approximately $120,000 in aggregate cash and equity compensation for my service on this Board of Directors; the Board of Directors of Tristate Capital Bank; and the Board of Directors of Chartwell Investment Partners, LLC. My time commitment for this business activity is primarily based on our quarterly in-person meetings of the Board of Directors and our quarterly and interim meetings for the Audit and Governance Committees of the Board on which I serve. I have been engaged in this business since the inception of TriState Capital, more than 10 years. 3) Member of the Board of Directors of Chartwell Investment Partners, LLC. I receive approximately $120,000 in aggregate cash and equity compensation for my service on this Board of Directors; the Board of Directors of TriState Capital Bank; and the Board of Directors of Chartwell Investment Partners, LLC. My time commitment for this business activity is primarily based on our semi-annual in-person meetings of the Board of Directors. I have been engaged in this business since the acquisition of the business of Chartwell Investment Partners of TriState Capital in 2014. 4) Member of the Board of Directors of the Wilmington Group of Funds, an affiliate of the M&T Bank. I receive approximately $94,000 annually for services on this Board of Directors. My time commitment for this business activity is primarily based on our quarterly in-person meetings of the Board of Directors. I have been engaged in this business for more than 10 years. 5) Founder and (100%) owner of Girard Private Investment Group. This is a small registered investment advisor that serves only a small group of existing clients consisting of family and friends. This firm is not actively developing new business. It specifically does not utilize the investment products of Chartwell or the Wilmington Group of Funds in order to avoid any potential or perceived conflicts of interest. The accounts are not actively managed and primarily are maintained in existing investment strategies using diversified third party investment products and funds. I do not get paid a salary or compensation. I commit approximately 5-10 hours per week on average to this business activity. I have been engaged in this business for approximately 3 years. 6) Founder and (100%) owner of Seidel & Associates, which is a boutique law firm in Philadelphia which primarily provides trust and estate legal planning services to a small client base. I do not get paid a salary or compensation. I commit approximately 5-10 hours per week on average to this business activity. I have been engaged in this business for more than 10 years. 7) Children's Hospital of Philadelphia Cardiac Center Board of Visitors - Chairman. This is a non-profit charitable board activity. I do not get paid a salary or compensation. I commit approximately 1-5 hours per week on average. I have been engaged in this activity since 2013.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MAI CAPITAL MANAGEMENT, LLC
MAI CAPITAL MANAGEMENT, LLC

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CRD#: 109807 / SEC#: 801-58104
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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 2006About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1984About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 1984About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 1983About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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