Priscilla A. Baker Jones

OCCAM CAPITAL MANAGEMENT

Pittsford, NY 14534

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CRD#: 1232140

Professional summary

Priscilla Anne Baker Jones, CFP®, who also goes by Priscilla Baker Jones, is a registered financial advisor currently at OCCAM CAPITAL MANAGEMENT, LLC located in Pittsford, New York.

Priscilla is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Priscilla has worked at 2 firms and has passed the Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Priscilla Baker Jones

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Priscilla Anne Baker Jones's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1986

Experience

Current

July 12, 2021 - Present

OCCAM CAPITAL MANAGEMENT, LLC

Office #1: 1303 Marsh Road Suite 4, Pittsford, NY 14534

RIA

CRD#: 108201

Pittsford, NY

Past

February 14, 2007 - December 31, 2014

OCCAM CAPITAL MANAGEMENT, LLC

RIA

CRD#: 108201

PITTSFORD, NY

Past

February 24, 1984 - February 4, 1988

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OCCAM CAPITAL MANAGEMENT, LLC

CRD#: 108201 / SEC#: 801-60137

RIA

Registered Investment Advisory firm - (4/3/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(7/12/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/28/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 5/22/1987

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 2/18/1984

General Securities Representative Examination

Current Firm

OCCAM CAPITAL MANAGEMENT, LLC

CRD#: 108201 / SEC#: 801-60137

RIA

Registered Investment Advisory firm - (4/3/2001 Approved)

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Contact information

Main Address

1 Lockwood Drive Suite 200, Pittsford, NY 14534-1742

Mailing Address

Phone number

(585) 218-0310

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (4/8/2025)

Regulatory assets under management

Total Number of Accounts	230
AUM (Assets Under Management)	$ 65,924,747

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Priscilla A. Baker Jones

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Priscilla Anne Baker Jones's CRS (Customer Relationship Summary).

Certified licenses

Experience

OCCAM CAPITAL MANAGEMENT, LLC

OCCAM CAPITAL MANAGEMENT, LLC

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

OCCAM CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/28/1984

Series 3

Date: 5/22/1987

Series 7

Date: 2/18/1984

Current Firm

OCCAM CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OCCAM CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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