Patrick M. Coleman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick Michael Coleman, who also goes by Pat Coleman, was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 1984. Patrick had worked at 13 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 15, 2025 - October 16, 2025
ACADEMY SECURITIES, INC.
November 12, 2024 - May 8, 2025
PENSERRA SECURITIES, LLC
June 15, 2022 - February 15, 2023
CASTLEOAK SECURITIES, LP
August 5, 2014 - April 7, 2021
BBVA SECURITIES INC.
November 29, 2012 - July 17, 2014
LOOP CAPITAL MARKETS LLC
March 28, 2012 - December 4, 2012
SCOTT & STRINGFELLOW, LLC
March 25, 2008 - December 21, 2011
MIZUHO SECURITIES USA LLC
October 28, 2005 - September 27, 2007
HSBC SECURITIES (USA) INC.
March 24, 2003 - September 19, 2005
KEEFE, BRUYETTE & WOODS, INC.
November 28, 1997 - September 1, 1998
SALOMON BROTHERS INC.
July 8, 1997 - March 25, 2003
CITIGROUP GLOBAL MARKETS INC.
July 7, 1994 - March 25, 2003
CITIGROUP GLOBAL MARKETS INC.
April 27, 1994 - July 15, 1994
UBS FINANCIAL SERVICES INC.
February 21, 1984 - March 15, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ACADEMY SECURITIES, INC.
CRD#: 17433 / SEC#: , 8-35173
Contact information
FINRA licenses (38 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MIMS, RONALD CHANCE | CHAIRMAN, CEO | 5637540 |
| GRAHAM, ANTHONY R | FINOP | 4959159 |
| GRAHAM, ANTHONY R | PRINCIPAL OPERATIONS OFFICER | 4959159 |
| GRAHAM, ANTHONY R | PRINCIPAL FINANCIAL OFFICER | 4959159 |
| GRAHAM, ANTHONY R | COO | 4959159 |
| MCCONKEY, PHILIP JOSEPH | VICE CHAIRMAN | 3253139 |
| WILCOX, SPENCER HAMILTON | PRESIDENT | 5802885 |
| BOYD, MICHAEL BARTOW | CHIEF COMPLIANCE OFFICER, MUNICIPAL SECURITIES PRINCIPAL,REGISTERED OPTIONS PRINCIPAL, AML OFFICER | 2557814 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
