Bruce C. Jordan
Professional summary
Bruce Clifford Jordan JR, who also goes by Cliff Jordan Jr, is a registered financial professional currently at NORTHERN CAPITAL SECURITIES CORPORATION located in North Andover, Massachusetts.
Bruce is registered as a RR (Registered Representative) and started their career in finance in 1993. Bruce has worked at 4 firms and has passed the Series 63, Series 65, Series 99TO, SIE, Series 7, Series 3, Series 24, Series 28 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bruce Clifford Jordan JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 2, 2007 - Present
NORTHERN CAPITAL SECURITIES CORPORATION
Office #1: 50 High Street 4th Floor, North Andover, MA 01845March 20, 2003 - July 31, 2007
CENTRAL FIXED INCOME SERVICES, LLC
May 24, 1994 - March 28, 1995
MF GLOBAL INC.
January 13, 1993 - May 11, 1994
FIRST TRUST PORTFOLIOS L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/2/2007)
(1/12/2011)
(1/12/2011)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 1/15/2003
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
NORTHERN CAPITAL SECURITIES CORPORATION
CRD#: 40659 / SEC#: , 8-49130
Contact information
FINRA licenses (25 States and Territories)
Red Flags
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