Marcee P. Yager
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marcee Pittman Yager was a registered financial professional .
Marcee is a previously registered financial professional and started their career in finance in 1984. Marcee had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 21, 2011 - March 17, 2014
FINANCIAL VISION LLC
December 5, 1988 - July 7, 1994
SECURIAN FINANCIAL SERVICES, INC.
January 25, 1985 - October 10, 1988
MORGAN STANLEY DW INC.
January 26, 1984 - March 1, 1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FINANCIAL VISION LLC
CRD#: 123659 / SEC#: 801-61578
Contact information
Regulatory assets under management
| Total Number of Accounts | 117 |
| AUM (Assets Under Management) | $ 74,098,000 |
Red Flags
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