Louis E. Wollenweber
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Louis Edward Wollenweber, who also goes by Louie Edward Wollenweber, was a registered financial professional .
Louis is a previously registered financial professional and started their career in finance in 1984. Louis had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 31, 1994 - September 30, 2019
GEORGE K. BAUM & COMPANY
March 8, 1990 - May 31, 1994
GKB, INC.
January 26, 1984 - March 19, 1990
DBLKM INC.
State Registrations and Notice Filings
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Exams
Current Firm
GEORGE K. BAUM & COMPANY
CRD#: 36354 / SEC#: , 8-47195
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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