Lawrence R. Jacobs
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Robert Jacobs was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1984. Lawrence had worked at 3 firms and has passed the Series 63 and Series 18 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 30, 1985 - May 15, 1993
SHAMUS GROUP, INC.
October 2, 1984 - September 12, 1985
FAGENSON CAPITAL GROUP INC.
May 24, 1984 - February 27, 2012
FAGENSON & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 18
Date: 5/19/1984
Securities Industry Rules and Regulations ExaminationCurrent Firm
SHAMUS GROUP, INC.
CRD#: 5036 / SEC#: , 8-29115
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
