Matthew F. Taddei

WESTHILL FINANCIAL ADVISORS

San Rafael, CA 94901

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CRD#: 1231923

Professional summary

Matthew Frank Taddei, CFP®, ChFC®, CLU®, who also goes by Matt Taddei, is a registered financial advisor currently at WESTHILL FINANCIAL ADVISORS, INC. located in San Rafael, California.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Matthew has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

What are your service offerings?

Business Succession Planning

Budgeting

Socially Responsible Investing

Divorce Planning

Estate Planning

Life Transitions

Education Planning

Investment Planning

Retirement Planning

Debt Management

Retirement Income Management

Long-term Care

Employee and Employer Plan Ben...

Insurance Planning

Social Security Planning

Tax Planning

Inheritance

Comprehensive Financial Planni...

Are you a "fiduciary"?

Yes

Aliases

Matt Taddei

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 999 Fifth St. Suite 300 San Rafael, CA 94901; President & CEO; 35% Ownership Interest; 1-5 Hours/month during non-business hours 2) Advisory Council Member of Heritage Bank of Commerce; Non-Paid Member; 999 5th Ave, Suite 100, San Rafael, CA 94901

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Frank Taddei's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1997

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

March 11, 2010 - Present

WESTHILL FINANCIAL ADVISORS, INC.

Office #1: 999 Fifth Ave., Suite 300, San Rafael, CA 94901

RIA

CRD#: 152506

San Rafael, CA

Past

January 19, 2007 - October 6, 2010

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

SAN RAFAEL, CA

Past

January 19, 2007 - July 5, 2016

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

SAN RAFAEL, CA

Past

July 8, 1997 - January 22, 2007

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

SAN RAFAEL, CA

Past

February 9, 1984 - January 5, 2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

February 9, 1984 - January 22, 2007

EQUITABLE ADVISORS, LLC

CRD#: 6627

SAN RAFAEL, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WESTHILL FINANCIAL ADVISORS, INC.

TADDEI, LUDWIG & ASSOCIATES, INC. | WESTHILL FINANCIAL ADVISORS, INC.

CRD#: 152506 / SEC#: 801-71005

RIA

Registered Investment Advisory firm - (1/21/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/11/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/15/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/3/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/5/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/28/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/7/1984

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WESTHILL FINANCIAL ADVISORS, INC.

TADDEI, LUDWIG & ASSOCIATES, INC. | WESTHILL FINANCIAL ADVISORS, INC.

CRD#: 152506 / SEC#: 801-71005

RIA

Registered Investment Advisory firm - (1/21/2010 Approved)

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Contact information

Main Address

999 Fifth Ave., Suite 300, San Rafael, CA 94901

Mailing Address

Phone number

(415) 456-2292

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WESTHILL FINANCIAL FORM ADV PART 2A AND PART 2B (3/25/2025)

Regulatory assets under management

Total Number of Accounts	1,212
AUM (Assets Under Management)	$ 684,408,148

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Matthew F. Taddei

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Frank Taddei's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

EQUITABLE ADVISORS, LLC

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

WESTHILL FINANCIAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/15/1997

Series 63

Date: 5/3/1995

SIE

Date: 7/5/2016

Series 7

Date: 10/28/1999

Series 6

Date: 2/7/1984

Current Firm

WESTHILL FINANCIAL ADVISORS, INC.

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WESTHILL FINANCIAL ADVISORS, INC.

TRUST BUT VERIFY

Contact information

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