James J. Latorre
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Joel Latorre JR was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1984. James had worked at 6 firms and has passed the Series 63, Series 3, Series 5 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 14, 2003 - December 31, 2018
NORTHERN CROSS, LLC
May 5, 2003 - December 6, 2010
SUMMIT INTERNATIONAL INVESTMENTS INC
January 7, 1992 - May 11, 1992
IVY DISTRIBUTORS, INC.
October 5, 1989 - December 31, 1991
IVY FINANCIAL SERVICES, INC.
October 19, 1987 - September 6, 1989
NORMAN L. BARNETT & COMPANY, INCORPORATED
January 25, 1984 - September 11, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Series 5
Date: 4/26/1985
Interest Rate Options ExaminationCurrent Firm
NORTHERN CROSS, LLC
CRD#: 128223 / SEC#: 801-62668
Contact information
Red Flags
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