Philip A. Hart
Professional summary
Philip Allen Hart, who also goes by Philip R Hart, is a registered financial advisor currently at PERIGON WEALTH MANAGEMENT, LLC located in San Francisco, California.
Philip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Philip has worked at 3 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Philip Allen Hart's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 11, 2016 - Present
PERIGON WEALTH MANAGEMENT, LLC
Office #1: 201 Mission Street Suite 1825, San Francisco, CA 94105November 5, 1985 - July 25, 1988
J.P. MORGAN SECURITIES LLC
January 25, 1984 - April 13, 1984
PRUDENTIAL EQUITY GROUP, LLC
Primary Firm SEC Registration
PERIGON WEALTH MANAGEMENT, LLC
CRD#: 131037 / SEC#: 801-62988
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/11/2016)
(3/11/2016)
Exams
Current Firm
PERIGON WEALTH MANAGEMENT, LLC
CRD#: 131037 / SEC#: 801-62988
Contact information
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 15,456 |
| AUM (Assets Under Management) | $ 8,714,418,958 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2024 | ||
| 10/24/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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