Henry D. Stern

HDS CAPITAL MANAGEMENT,

BETHESDA, MD 20814

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CRD#: 1231833

Professional summary

Henry Dwight Stern is a registered financial advisor currently at HDS CAPITAL MANAGEMENT, INC located in Bethesda, Maryland.

Henry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Henry has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Henry Dwight Stern's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 2, 2012 - Present

HDS CAPITAL MANAGEMENT, INC

Office #1: 4808 Moorland Lane Suite 105, Bethesda, MD 20814

RIA

CRD#: 107424

BETHESDA, MD

Past

January 26, 1984 - September 8, 1997

FERRIS, BAKER WATTS, LLC

CRD#: 285

BALTIMORE, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(4/2/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/17/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/1/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/21/1984

General Securities Representative Examination

Current Firm

HDS CAPITAL MANAGEMENT, INC

CRD#: 107424 / SEC#: 801-57033

RIA

Registered Investment Advisory firm - (5/2/2012 Terminated)

Maryland

Registered Investment Advisory firm - (4/2/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

4808 Moorland Lane Suite 105, Bethesda, MD 20814

Mailing Address

Phone number

(301) 652-2535

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	43
AUM (Assets Under Management)	$ 83,771,421

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Henry D. Stern

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Henry Dwight Stern's CRS (Customer Relationship Summary).

Certified licenses

Experience

HDS CAPITAL MANAGEMENT, INC

FERRIS, BAKER WATTS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/17/1999

Series 63

Date: 2/1/1984

Series 7

Date: 1/21/1984

Current Firm

HDS CAPITAL MANAGEMENT, INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HDS CAPITAL MANAGEMENT, INC

TRUST BUT VERIFY

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