CS
Clay A. Skurdal
RISKBRIDGE ADVISORS
Eugene, OR
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CRD#: 1231804
CS
Professional summary
Clay Alan Skurdal is a registered financial advisor currently at RISKBRIDGE ADVISORS, LLC located in Eugene, Oregon.
Clay is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Clay has worked at 9 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 3, Series 7, Series 10, Series 9 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) Name: Advisors Ahead LLC; Not investment-related; Address: One Penn Plaza, Suite 6125, New York, NY 10119; Nature of other business: Online digital training service for financial advisors and their staff as well as college students looking to associate with a financial services firm; Position: Executive Vice President; Relationship: Founding Partner; Start date: February 2013; Approximate time commitment: 2-5 hours monthly, outside of securities trading hours; Responsibilities: Ensure systems function properly and speak with vendors from time to time to make sure portals/websites are up to date. 2.) Name: Marist Catholic High School Board of Directors; Not investment-related; Address: 1900 Kingsley Road, Eugene, OR 97405; Nature of the other business: Catholic School in Eugene, Oregon; Position/Title: Board Member; Start date: June 2017; Approximate time commitment: 2 hours monthly, outside of securities trading hours; Responsibilities: Voting member of board of directors and involved in fundraising, but no authority to disperse funds and not on investment committee or otherwise providing any investment advice. 3.) Name: Phi Sigma Kappa Foundation; Investment-related; Address: 2925 East 96th Street, Indianapolis, IN 46240; Nature of other business: Social and Academic Fraternity; Position/Title: Board Member; Start date: February 2021; Approximate time commitment: 4 hours monthly, 1 hour monthly during securities trading hours; Responsibilities: Provide oversight of the Foundation's assets and engage with alumni to build the corpus of the Foundation to be able to provide scholarships to undergraduate brothers.
CRS (Client Relationship Summary) - RIA
Click below to view Clay Alan Skurdal's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 11, 2021 - Present
RISKBRIDGE ADVISORS, LLC
RIA
CRD#: 310396
Eugene, OR
Past
June 27, 2016 - February 17, 2021
DOMINARI SECURITIES LLC
RIA
CRD#: 18975
Eugene, OR
Past
June 27, 2016 - February 17, 2021
DOMINARI SECURITIES LLC
BD
CRD#: 18975
NEW YORK, NY
Past
October 24, 2014 - June 28, 2016
LEBENTHAL WEALTH ADVISORS, LLC
RIA
CRD#: 169612
EUGENE, OR
Past
October 21, 2014 - June 28, 2016
LEBENTHAL & CO., LLC
BD
CRD#: 145750
NEW YORK, NY
Past
April 30, 2014 - November 3, 2014
CONCERT WEALTH MANAGEMENT
RIA
CRD#: 141253
EUGENE, OR
Past
August 16, 2013 - October 21, 2013
CONCERT WEALTH MANAGEMENT
RIA
CRD#: 141253
SAN JOSE, CA
Past
June 1, 2009 - November 6, 2012
MORGAN STANLEY
RIA
CRD#: 149777
EUGENE, OR
Past
June 1, 2009 - November 6, 2012
MORGAN STANLEY
BD
CRD#: 149777
EUGENE, OR
Past
April 23, 2003 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
EUGENE, OR
Past
July 31, 1993 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
EUGENE, OR
Past
May 14, 1988 - July 31, 1993
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Past
January 26, 1984 - May 14, 1988
E. F. HUTTON & COMPANY INC
BD
CRD#: 235
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RA
RISKBRIDGE ADVISORS, LLC
FINLEY DAVIS PRIVATE WEALTH | RISKBRIDGE PRIVATE WEALTH | RISKBRIDGE ADVISORS, LLC | RISKBRIDGE
CRD#: 310396 / SEC#: 801-119715
RIA
Registered Investment Advisory firm - (10/30/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Connecticut(2/11/2021)
IAR
North Dakota(2/16/2021)
IAR
Oregon(2/11/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/17/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 8/29/1992
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
RA
RISKBRIDGE ADVISORS, LLC
FINLEY DAVIS PRIVATE WEALTH | RISKBRIDGE PRIVATE WEALTH | RISKBRIDGE ADVISORS, LLC | RISKBRIDGE
CRD#: 310396 / SEC#: 801-119715
RIA
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Contact information
Main Address
401 Merritt 7 Ph, Norwalk, CT 06851
Mailing Address
Phone number
(203) 658-6055
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (14 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 205 |
| AUM (Assets Under Management) | $ 833,821,631 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
